Shuka Minerals PLC
13 September 2023
TR-1: Standard form for notification of major holdings
NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible) i
1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii: | Shuka Minerals Plc |
1b. Please indicate if the issuer is a non-UK issuer (please mark with an "X" if appropriate) | |
Non-UK issuer | |
2. Reason for the notification (please mark the appropriate box or boxes with an "X") | |
An acquisition or disposal of voting rights | X |
An acquisition or disposal of financial instruments | |
An event changing the breakdown of voting rights | |
Other (please specify) iii: | |
3. Details of person subject to the notification obligation iv | |
Name | AUO Commercial Brokerage LLC |
City and country of registered office (if applicable) | Dubai, UAE |
4. Full name of shareholder(s) (if different from 3.) v | |
Name | |
City and country of registered office (if applicable) | |
5. Date on which the threshold was crossed or reachedvi: | 13/09/2023 |
6. Date on which issuer notified (DD/MM/YYYY): | 13/09/2023 |
7. Total positions of person(s) subject to the notification obligation | |
Resulting situation on the date on which threshold was crossed or reached | % of voting rights attached to shares (total of 8. A)- 29.20% % of voting rights through financial instruments(total of 8.B 1 + 8.B 2) Total of both in % (8.A + 8.B) - 29.20% Total number of voting rights held in issuer (8.A + 8.B)vii - 17,586,598 |
Position of previous notification (if applicable) | |
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached viii | |
A: Voting rights attached to shares | |
Class/type of shares ISIN code (if possible) | Number of voting rights ix Indirect (DTR5.2.1) Direct(DTR5.1) |
Ordinary shares of 0.1 pence each /GB00BN47NP32 | 17,586,598 |
| % of voting rights Indirect (DTR5.2.1) Direct(DTR5.1) - 29.20% |
| |
| |
SUBTOTAL 8. A | 17,586,598 (29.20%) |
B 2: Financial Instruments with similar economic effect according to DTR5.3.1R (1) (b)
Type of financial instrument | Expiration datex | Exercise/ Conversion Periodxi | Physical or cash Settlement xii | Number of voting rights | % of voting rights |
| | | | | |
| | | | | |
| | | SUBTOTAL 8.B.2 | | |
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an "X")
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer xiii - X
Fullchain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entity (please add additional rows as necessary)xiv
Namexv | % of voting rights if it equals or is higher than the notifiable threshold | % of voting rights through financial instruments if it equals or is higher than the notifiable threshold | Total of both if it equals or is higher than the notifiable threshold |
Q Global Commodities Group | 29.20% | - | 29.20% |
AUO Commercial Brokerage LLC | | | |
10. In case of proxy voting, please identify:
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional information xvi
Place of completion
Dubai, UAE
Date of completion
13/09/2023
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